Prager Metis, a former auditor for now-defunct cryptocurrency trading platform FTX ( FTT-USD ), has agreed to pay $1.95M to ...

Prager Metis settled with the Securities and Exchange Commission over charges of misconduct related to audits of FTX.

Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...

The advisory and accounting firm agreed to pay $745,000 to the SEC to resolve negligence-based fraud charges over its past ...

Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...

Former executives of Medly, an online pharmacy that is now shuttered, have been charged by the Securities and Exchange ...

A former auditor for FTX will pay $1.95 million to settle two U.S. Securities and Exchange Commission cases, including for ...

U.S. Seven companies settled with the Securities and Exchange Commission over charges that they violated rules protecting ...

The US Securities and Exchange Commission (SEC) has fined Keurig Dr Pepper (KDP) $1.5m for “inaccurate” recyclability claims regarding its K-Cup beverage pods. In its annual reports for 2019 and 2020, ...

The electric utility company previously disclosed that it took a $100 million second-quarter reserve in anticipation of the ...