The U.S. Securities and Exchange Commission's wide-sweeping investigation into recordkeeping violations resulted in a crop of ...

Cassava and former executives were charged Thursday by the SEC with making misleading claims in 2020 about trials for the ...

On 2 October 2024, the Securities and Exchange Commission (SEC) announced settled charges against one of the largest carbon ...

SEC Chair Gary Gensler, during a congressional hearing Tuesday, came under fire from Republicans asserting that he should use regulation more than enforcement to correct company record-keeping.

US federal agencies have charged four crypto market makers and 18 individuals with fraud and market manipulation, including ...

Shares of Cassava Sciences fell 10% in post-market trading on Thursday after the U.S. Securities and Exchange Commission ...

Bankrupt EV startup Fisker is under investigation by the U.S. Securities and Exchange Commission, according to a ...

(Reuters) - Merrill Lynch, Pierce, Fenner & Smith Inc. and Harvest Volatility Management LLC have agreed to pay a combined $9 ...