In a statement Monday, the SEC announced it has settled charges against nine RIAs that reportedly distributed advertisements ...

The Securities and Exchange Commission today announced settled charges against nine registered investment advisers for ...

Ohio-based FirstEnergy said it will pay $100 million to resolve SEC charges over a scheme in which it was accused of paying ...

An insider-trading scandal involving information stolen from U.S. law firm Covington & Burling about Merck & Co's $1.85 ...

Six credit rating agencies agreed to pay combined civil penalties of more than $49 million to settle Securities and Exchange Commission charges over failure to maintain ... according to a Sept. 3 SEC ...

The U.S. Securities and Exchange Commission settled charges with six credit rating companies, including Moody's (NYSE:MCO) ...

The SEC will be required to produce certain documents that Coinbase may use to defend itself in the civil case.

This monthly bulletin is designed to help companies identify important legal developments governing the use and acceptance of ...

FirstEnergy settled a Securities and Exchange Commission investigation and will pay a $100 million civil penalty. The agency ...