The Securities and Exchange Commission today filed charges against Paul D. Roberts, the former Chair, CEO, and president of ...

The US Securities and Exchange Commission (SEC) has fined Keurig Dr Pepper (KDP) $1.5m for “inaccurate” recyclability claims regarding its K-Cup beverage pods. In its annual reports for 2019 and 2020, ...

Renato Mariotti, a partner at Paul Hastings’s investigations and white-collar defense practice in the Am Law 50 firm’s Chicago office, is not involved in the SEC’s three-count fraud lawsuit ...

FirstEnergy settled a Securities and Exchange Commission investigation and will pay a $100 million civil penalty. The agency said the electric utility company participated in a “multi-year ...

The SEC said that under the settlements, companies Acadia Healthcare, a.k.a. Brands Holding, AppFolio, IDEX, LSB Industries, Smart for Life, and TransUnion agreed to pay individual civil penalties ...

The Securities and Exchange Commission says that Keurig Dr. Pepper Inc. will pay $1.5 million to settle charges that it made ... the pods for recycling. The SEC said Tuesday that Keurig agreed ...

The SEC charged five entities and three individuals involved in two "relationship investment" scams linked to fraudulent ...

The Securities and Exchange Commission announced charges against 11 institutional investment managers for failing to file ...

Quick Take: The SEC announced that it had settled charges against a registered investment adviser (Adviser) for failing to establish, maintain, and enforce written policies and procedures ...

The SEC alleges Kubient's two former execs and former audit committee chair artificially inflated the company's revenue and ...

It expresses the views and opinions of the author. The firms admitted the facts set forth in their respective SEC orders; acknowledged that their conduct violated recordkeeping provisions of the ...