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The CCO at Arete Wealth Advisors allegedly “aided and abetted” a fraudulent penny stock scheme by requiring that victims sign agreements containing false information and an illegal liability ...

The SEC's decision to allow stock markets to price shares in increments of half a penny is designed to address this issue. The smaller tick size will effectively narrow the bid-ask spread ...

Despite his firm’s history of securities ... penny stocks. By then, Neuro-Hitech had conveniently shifted its business plan yet again. Now it was into oil and gas exploration, just as crude ...

The US Securities ... thousands of stocks and ETFs traded on exchanges to be quoted in half-penny increments. The agency’s move Wednesday, which came with a unanimous vote from the five ...

The US Securities ... thousands of stocks and ETFs traded on exchanges to be quoted in half-penny increments. The agency’s move Wednesday, which came with a unanimous vote from the five ...

This week, the Securities and Exchange Commission announced a new rule that will affect how stocks are priced. Specifically, it’ll allow many popular stocks to trade in half-cent increments.