The Securities and Exchange Commission says that it has reached a settlement with industrial conglomerate Esmark and its chairman for announcing a false tender offer to buy U.S. Steel. The agency ...
The SEC and a trading firm the agency accused of misleading investors about its “AI-driven” trading platform have settled ...
The policy, enacted by the federal securities markets regulator in 1972, prohibits individuals and companies settling with ...
The three areas of focus for the SEC are AI washing, fraud and deception, and conflicts, according to Chair Gensler.
Hedge-fund powerhouse Two Sigma is likely to pay as much as $100 million to settle a Securities and Exchange Commission investigation into a trading scandal at the firm. The New York firm would ...
The settlement, announced Friday by the U.S. Securities and Exchange Commission, said the bribery scheme began in early 2020 ...
Online brokerage eToro just agreed to pay $1.5 million in a lawsuit with the Securities and Exchange Commission that could affect how people trade crypto in the future. The SEC alleged that eToro ...
The court must approve the new settlement terms, which UFC declared in a Securities and Exchange Commission filing. “We have reached a revised agreement with Plaintiffs to settle the Le case ...
TrustToken operated a "so-called lending protocol," TrueFi, the SEC said. The entities in Tuesday's settlement are accused of engaging in unregistered offers and sales of securities involving TUSD ...
FirstEnergy has reached a $100 million settlement agreement with the U.S. Securities and Exchange Commission to resolve the commission's investigation into the House Bill 6 scandal. In July ...