On September 6, 2024, the United States Securities and Exchange Commission (the SEC) charged Esmark Inc. (“Esmark”) and its Founder/Chairman ...

The SEC and a trading firm the agency accused of misleading investors about its “AI-driven” trading platform have settled ...

The policy, enacted by the federal securities markets regulator in 1972, prohibits individuals and companies settling with ...

The settlement includes "monetary remuneration," according to a source. Specific terms were not disclosed. This article, ...

Hogan Lovells has been advising ENRC on its case, while Eversheds Sutherland acted for the SFO; Slaughter and May also has a ...

A trading firm has settled charges with the United States Securities and Exchange Commission, which the agency accused of ...