The SEC and a trading firm the agency accused of misleading investors about its “AI-driven” trading platform have settled ...

The policy, enacted by the federal securities markets regulator in 1972, prohibits individuals and companies settling with ...

On September 6, 2024, the United States Securities and Exchange Commission (the SEC) charged Esmark Inc. (“Esmark”) and its Founder/Chairman ...

FirstEnergy announced that it has reached a settlement agreement with the U.S. Securities and Exchange Commission (SEC) to resolve an investigation stemming from an Ohio corruption scheme.

FirstEnergy (NYSE:FE) said Thursday it reached a settlement agreement with the Securities and Exchange Commission for a $100M civil penalty to resolve the U.S. government's investigation into the ...

12, the U.S. Securities and Exchange Commission announced it has sued former FirstEnergy CEO Charles Jones over his alleged role in the HB6 scandal. It also announced a settlement with the energy ...

Washington, D.C.--(Newsfile Corp. - September 12, 2024) - The Securities and Exchange Commission today announced that eToro USA LLC has agreed to pay $1.5 million to settle charges that it operated an ...

To resolve the underlying FCPA violations, John Deere has stipulated to an administrative settlement with the SEC, which provides for the payment of approximately $9.9 million in disgorgement ...

Trading platform eToro agreed to pay $1.5 million to settle SEC charges it facilitated trading certain crypto assets as securities, though the specific tokens weren't detailed in the order.

FirstEnergy has reached a $100 million settlement agreement with the U.S. Securities and Exchange Commission to resolve the commission's investigation into the House Bill 6 scandal. In July ...

The North American Securities Administrators Association (NASAA) says it has reached a settlement with GSB Gold Standard Corporation AG (GS Partners or GSB Group), a Fintech and banking firm that ...

The court must approve the new settlement terms, which UFC declared in a Securities and Exchange Commission filing. “We have reached a revised agreement with Plaintiffs to settle the Le case ...