The Securities and Exchange Commission says that it has reached a settlement with industrial conglomerate Esmark and its ...
This settlement, announced on September 24, comes after the companies opted not to have the case heard by a judge. The SEC’s complaint, filed in the District Court for Northern California ...
On September 6, 2024, the United States Securities and Exchange Commission (the SEC) charged Esmark Inc. (“Esmark”) and its Founder/Chairman ...
The SEC and a trading firm the agency accused of misleading investors about its “AI-driven” trading platform have settled ...
The policy, enacted by the federal securities markets regulator in 1972, prohibits individuals and companies settling with ...
The three areas of focus for the SEC are AI washing, fraud and deception, and conflicts, according to Chair Gensler.
The settlement, announced Friday by the U.S. Securities and Exchange Commission, said the bribery scheme began in early 2020 ...
Online brokerage eToro just agreed to pay $1.5 million in a lawsuit with the Securities and Exchange Commission that could affect how people trade crypto in the future. The SEC alleged that eToro ...
The court must approve the new settlement terms, which UFC declared in a Securities and Exchange Commission filing. “We have reached a revised agreement with Plaintiffs to settle the Le case ...
TrustToken operated a "so-called lending protocol," TrueFi, the SEC said. The entities in Tuesday's settlement are accused of engaging in unregistered offers and sales of securities involving TUSD ...
(First Alert 4) - Mizzou has reached a settlement with former athletic director ... building a top athletic program in the SEC and capitalizing on the momentum our Tigers are achieving.